Kelly Brennan is an experienced JD offering seventeen years of experience in investigations, regulation, regulatory relations, risk management, and compliance in the financial services industry. Before Practical Law, she was a member at White Arnold & Dowd PC and prior to that a member at Balch & Bingham LLP. She also served as general counsel to a broker-dealer. Kelly has a broad knowledge of financial products, banks and broker-dealers, and regulatory relations with the SEC, FINRA, Federal Reserve, CFPB, and state regulatory agencies.
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