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Kelly Brennan

Kelly Brennan

Kelly Brennan is an experienced JD offering seventeen years of experience in investigations, regulation, regulatory relations, risk management, and compliance in the financial services industry. Before Practical Law, she was a member at White Arnold & Dowd PC and prior to that a member at Balch & Bingham LLP. She also served as general counsel to a broker-dealer. Kelly has a broad knowledge of financial products, banks and broker-dealers, and regulatory relations with the SEC, FINRA, Federal Reserve, CFPB, and state regulatory agencies.

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Guest Appearances
August 21, 2018

Representing Vulnerable Investors

Kelly Brennan talks about the new laws and regulations that empower financial institutions.